Entitlements, Payments and Benefits Policy

July 2025

1.1 This policy is aimed at:

  • All members of our Board and Committee(s) and of the Board and Committee(s) of any of our subsidiaries
  • Everyone who works or volunteers for us or any of our subsidiaries

1.2 For the remainder of this policy the above will be referred to as “our people.”

About This Policy

1.3 We are a Registered Social Landlord (RSL) and a Scottish Charity. We are part of a sector that has a strong reputation for integrity and accountability: to the people we exist to help our Regulators, partners and funders. We must ensure that our organisation upholds its reputation and that of the sector. Our people cannot benefit inappropriately from their connection to us.

1.4 This policy describes the entitlements, payments and benefits that our people are able to receive. It also describes what is not permitted and the arrangements that we have in place to ensure that the requirements of this policy are observed.

1.5 Our Rules require that we have a policy dealing with payments and benefits (1). The Scottish Housing Regulator (SHR) requires us to have a policy that sets out what payments and benefits we permit and to ensure that these arrangements demonstrate transparency, honesty and propriety (2). We must ensure there is no justifiable public perception of impropriety. This policy is based on the SFHA’s Model Entitlements Payments and Benefits Policy, which the SHR have confirmed meets their regulatory requirements.

1.6 As we are a Scottish Charity, all of our Board Members must also ensure that they comply with the Office of the Scottish Charity Regulator (OSCR) guidance to Charity Trustees3 and charity legislation.

1.7 This Policy is intended to be a practical document that supports us in meeting all of the above requirements, ensuring that none of our people benefits (or is seen to benefit) improperly or inappropriately from their involvement with us, but also that they are not unfairly disadvantaged. We expect our people to act in good faith, and in applying the terms of the policy we will always take this into account.

1.8 As someone who is affected by this policy, you are personally responsible for ensuring that you are familiar with and comply with its terms (4).

1.9 At all times, we expect a common-sense approach to be applied to the interpretation and application of this policy. If you are unsure about anything relating to entitlements, payments and benefits you should consult with the Chair or Managing Director (if you are a member of the Board) or with your line manager (if you are a member of staff).

What this Policy Covers

1.10 This policy covers:

  • Managing Your Interests
    • Registering and Declaring Interests
    • Entitlements, Payments & Benefits
  • People Connected to You
    • Who Else You Should Consider When Declaring Interests
    • What You Should Consider
  • Use of Our Contractors/Suppliers by Our People

Other Relevant Polices

1.11 The Code of Conduct is linked to this policy. Failure to comply with the terms of this policy may be regarded as a breach of the Code of Conduct.

1.12 You are also required to be familiar with and observe the terms of our Anti- Bribery and Corruption policy. We prohibit any attempt to induce the organisation or our people to offer preferential services or business terms and we will at all times comply with the Bribery Act 2010.

1.13 Our policies relating to the following are also relevant to this document and must be complied with at all times:

  • Common Allocations
  • Repairs and Maintenance
  • Aids and Adaptations
  • Procurement
  • Learning and Development
  • Expenses
  • Recruitment and Selection

 


1 SFHA (2020) Charitable Model Rules, Rule 38

2 Scottish Housing Regulator (February 2019) Regulatory Framework Standard 5.4

3 Office of the Scottish Charity Regulator (2017) Guidance for Charity Trustees

      4 Code of Conduct for [Board/Committee] Members; Code of Conduct for Staff

      Please note that this list is not exhaustive and you are required to comply with all of our policies and procedures.

      1. Introduction

      1.1 This policy is aimed at:

      • All members of our Board and Committee(s) and of the Board and Committee(s) of any of our subsidiaries
      • Everyone who works or volunteers for us or any of our subsidiaries

      1.2 For the remainder of this policy the above will be referred to as “our people.”

      About This Policy

      1.3 We are a Registered Social Landlord (RSL) and a Scottish Charity. We are part of a sector that has a strong reputation for integrity and accountability: to the people we exist to help our Regulators, partners and funders. We must ensure that our organisation upholds its reputation and that of the sector. Our people cannot benefit inappropriately from their connection to us.

      1.4 This policy describes the entitlements, payments and benefits that our people are able to receive. It also describes what is not permitted and the arrangements that we have in place to ensure that the requirements of this policy are observed.

      1.5 Our Rules require that we have a policy dealing with payments and benefits (1). The Scottish Housing Regulator (SHR) requires us to have a policy that sets out what payments and benefits we permit and to ensure that these arrangements demonstrate transparency, honesty and propriety (2). We must ensure there is no justifiable public perception of impropriety. This policy is based on the SFHA’s Model Entitlements Payments and Benefits Policy, which the SHR have confirmed meets their regulatory requirements.

      1.6 As we are a Scottish Charity, all of our Board Members must also ensure that they comply with the Office of the Scottish Charity Regulator (OSCR) guidance to Charity Trustees3 and charity legislation.

      1.7 This Policy is intended to be a practical document that supports us in meeting all of the above requirements, ensuring that none of our people benefits (or is seen to benefit) improperly or inappropriately from their involvement with us, but also that they are not unfairly disadvantaged. We expect our people to act in good faith, and in applying the terms of the policy we will always take this into account.

      1.8 As someone who is affected by this policy, you are personally responsible for ensuring that you are familiar with and comply with its terms (4).

      1.9 At all times, we expect a common-sense approach to be applied to the interpretation and application of this policy. If you are unsure about anything relating to entitlements, payments and benefits you should consult with the Chair or Managing Director (if you are a member of the Board) or with your line manager (if you are a member of staff).

      What this Policy Covers

      1.10 This policy covers:

      • Managing Your Interests
        • Registering and Declaring Interests
        • Entitlements, Payments & Benefits
      • People Connected to You
        • Who Else You Should Consider When Declaring Interests
        • What You Should Consider
      • Use of Our Contractors/Suppliers by Our People

      Other Relevant Polices

      1.11 The Code of Conduct is linked to this policy. Failure to comply with the terms of this policy may be regarded as a breach of the Code of Conduct.

      1.12 You are also required to be familiar with and observe the terms of our Anti- Bribery and Corruption policy. We prohibit any attempt to induce the organisation or our people to offer preferential services or business terms and we will at all times comply with the Bribery Act 2010.

      1.13 Our policies relating to the following are also relevant to this document and must be complied with at all times:

      • Common Allocations
      • Repairs and Maintenance
      • Aids and Adaptations
      • Procurement
      • Learning and Development
      • Expenses
      • Recruitment and Selection

       


      1 SFHA (2020) Charitable Model Rules, Rule 38

      2 Scottish Housing Regulator (February 2019) Regulatory Framework Standard 5.4

      3 Office of the Scottish Charity Regulator (2017) Guidance for Charity Trustees

          4 Code of Conduct for [Board/Committee] Members; Code of Conduct for Staff

          Please note that this list is not exhaustive and you are required to comply with all of our policies and procedures.

          2. Managing Your Interests

          Registering and Declaring Interests

          2.1 In order to protect our reputation and demonstrate that we conduct our affairs with openness, honesty and integrity, we maintain a Register of Interests. You must record in this register any interests that you or someone connected to you (see Section 3) has which are relevant to our business and /or our activities. You will be required to maintain the accuracy of the interests you declare and to confirm annually that your entry is accurate and up to date.

          2.2 Where you have an interest in any matter that is being discussed or considered, including at a meeting, you must declare your interest and play no part in the consideration, discussion and decision-making; you must withdraw from any part of a meeting where the interest arises and play no part in the discussion. Our Rules require that any Board member who has an interest in a matter that is being considered withdraws from all discussions and plays no part in decision-making (5).

          2.3 The Codes of Conduct which our Board and Committee Members and staff are required to uphold contain requirements about Declaring Interests that you should comply with at all times.

          2.4 An annual report will be made to our Board on the entitlements, payments, benefits that have been recorded in the Register(s) by our people.

          2.5 The following are examples of the kind of interest that you must declare. Please note that this list is not exhaustive, and there may be other interests that you should also declare.

          • Tenancy of a property of which we are the landlord.
          • Occupancy or ownership of a property which is factored or receives property related services from us.
          • Receipt of care or support services from us.
          • Membership of a community or other voluntary organisation that is active in the area(s) we serve.
          • Voluntary work with another RSL or with an organisation that does, or is likely to do, business with us.
          • Membership of the governing body of another RSL.
          • Being an elected member of any local authority where we are active.
          • If you purchase goods or services from us.
          • If you purchase goods or services from one of our contractors or suppliers (see section 4).
          • Significant shareholding in a company that we do business with (or are considering doing business with).
          • Membership of any other body whose interests and/or activities may directly affect our work or activities.
          • Ownership of land or property in our areas of operation. This excludes property for the purpose of your own residential use (i.e. there is no requirement for you to declare any house in which you currently live).
          • Unresolved dispute relating to the provision of services in connection with a tenancy or occupancy agreement or a contractual dispute over the provision of goods or services with us.

          2.6 You should note that in some circumstances, declaration of an interest may not be sufficient, and that it may be necessary for the organisation to take additional measures to deal satisfactorily with the situation so as to protect the probity and reputations of both yourself and the organisation.

          Entitlements, Payments and Benefits

          2.7 Many of the interests you will be required to declare can be classed as entitlements, payments or benefits.

          2.8 As one of our people, you potentially could be offered benefits over and above that to which you are entitled (as a result of policy or contractual terms), such as gifts or hospitality from external parties. Such offers would be as a direct result of you being one of our people and cannot always be accepted. We require that any such offers are managed and recorded very carefully to ensure the highest levels of probity in our organisation. Our people should not benefit – or be seen to benefit – inappropriately from their involvement with us.

          2.9 Apart from payments that our people are entitled to by contract, statute, policy or other agreement (e.g. salary, expenses), we will only make a payment to, or accept a payment from, someone affected by this policy in exceptional circumstances. Appendix A explains the payments we can and cannot make in more detail.

          2.10 As we contribute to the economy(ies) of the area(s) we work in and we have commercial and business relationships with many different companies, contractors, suppliers and service providers, you must ensure that we are fully aware of any connection that you or someone you are close to (see section 3) has with any of these businesses or organisations.

          2.11 Some entitlements, payments and benefits we can never permit, and others we have additional requirements or conditions that must be met before we can permit.

          2.12 Appendix A lists the entitlements, payments and benefits that fall under this policy, and states:

          • Which could be permitted by the organisation
          • Which will never be permitted by the organisation
          • Which you require to declare in the register of interests
          • Any other further requirements the organisation has before permitting

           


          5 SFHA (2020) Charitable Model Rules 2020 Rule 38

          3. People Connected to You

          Who Else You Should Consider When Declaring Interests

          3.1 Someone ‘closely connected’ to you includes members of your household, family members and other relatives and your friends.

          3.2 As well as considering your own actions, you must be aware of the potential risk created by the actions of people to whom you are closely connected. Who you should consider, and our expectations of you to identify and declare such actions are outlined in Table A on page 7. If you are in any doubt about whether or not a declaration is required, you should consult the Chair, Managing Director or, for staff, your line manager.

          Table A

          Group

          Required Response

          1. Members of your   household

             

            This includes:

            • Anyone who   normally lives as part of your   household (whether related   to you or otherwise)
            • Those who are   part of your household but work or study away from home

          We expect you to be aware of and declare any relevant actions of all people in your household. You must take steps to identify, declare and manage these.

          2. Partner, Relatives and friends

          This includes:

          • Your partner (if not part   of household)
          • Your relatives and their partners
          • Your partner’s close relatives (i.e. parent, child, brother or sister)
          • Your friends
          • Anyone you are dependent upon or who is dependent upon you

           

          Where you have a close connection and are in regular contact with anyone within this group, we expect you to be aware of and declare any relevant actions.

          Under these circumstances, you must take steps to identify, declare and manage these actions.

           

           

          Where you do not have a close connection and regular contact with someone in this group, we do not expect you to be aware of or to go to unreasonable lengths to identify any relevant actions. However, if you happen to become aware of relevant actions by such individuals, then these should be declared and managed as soon as possible.


          What You Need To Consider

          3.3 The following are the relevant actions /involvement by those to whom you are closely connected that you should consider, declare and manage as per our expectations outlined in Table A (please be aware that this list is not exhaustive or exclusive):

          • A significant interest in a company or supplier that we do business with (or are considering doing business with). A significant interest means ownership (whole or part) or a substantial shareholding in a business that distributes profits, but does not include where an individual has shares in large companies such as banks, utility companies or national corporations, i.e. where owning shares would not give the individual any significant influence over the activities of that organisation.
          • Where the individual may benefit financially from a company with which we do business (or are considering doing business with)
          • Involvement in the management of any company or supplier with which we do business (or are considering doing business with)
          • Involvement in tendering for or the management of any contract for the provision of goods or services to us.
          • Application for employment with us.
          • Application to join our Board or any of its subsidiaries
          • Application to be a tenant or service user of Riverside Scotland or any of its subsidiaries

          4. Use of Our Contractors & Suppliers

          4.1 In order to help us maintain our excellent reputation, where possible you should avoid using the organisation’s contractors/suppliers for your own personal purposes. We have made a list available to all of our people which outlines the contractors and suppliers that fall under the terms of this policy. This is included at Appendix B.

          4.2 We recognise that there could be certain circumstances where it might not be possible for you to avoid the use of all the contractors/suppliers on this list, such as where market conditions in your local area make it difficult to obtain a reasonable selection of potential contractors or suppliers. Under such circumstances you could be permitted to use those contractors/suppliers

          outlined at Appendix B, provided you are able to demonstrate that you received no preferential treatment in terms of price, quality or any other aspect of service delivery due to your involvement with us.

          4.3 Approval to use those contractors listed at Appendix B is at the discretion of the approving officer (in accordance with our scheme of delegation). In order to be granted approval, you will be required to demonstrate that there is no reasonable alternative contractor/supplier providing the service required in your local area, and that you will receive no preferential treatment in terms of service or cost (which you will be required to demonstrate through quotations and receipts)

          4.4 If you are looking to purchase goods or services from any contractor/supplier on this list then you must make a declaration in the register outlining:

          • That you have received approval from the appropriate approving officer prior to the commencement of works
          • That you received no preferential treatment in terms of service or cost (which you will be required to demonstrate through quotations and receipts).
          • Where you inadvertently use a contractor on the list at Appendix B in an emergency situation, you must notify the approving officer as quickly as possible thereafter and enter an appropriate declaration in the register.

          4.5 Any contractor/supplier not included on the list at Appendix B can be used without the need for any declaration/further action. Appendix B represents the majority of the contractors/suppliers that we use, but does not include any of our contractors/suppliers that:

          • Only provide services of a small value (e.g. local window cleaners or sandwich shops) or
          • Have such a large national or local standing that no favour could ever realistically be gained (e.g. Amazon, utilities, BT, banks or national chains)

          4.6 The approving officer will have an appropriate level of seniority, in accordance with our scheme of delegation. In making their decision, the approving officer will consider the level of potential reputational risk or any potential conflicts of interest that may arise by granting approval and, if granting approval, consider the steps required to mitigate against future conflicts of interest. This includes ensuring that the individual is not involved in any transactions with or decisions about the contractor/supplier in question on behalf of the organisation.

          4.7 Riverside Scotland will maintain a clear audit trail of every approval to use any of our contractors listed at Appendix B. The total number of our people to use contractors and suppliers, including the reasons for approval, and confirmation that no advantage was gained due to an individual’s role within the organisation - will be formally reported annually to our Board.

          5. Review

          5.1 Our Rules require the Board to set our policy on payments and benefits and keep it under review. This policy has been approved by our Board and is based on the Model published by the SFHA. It is consistent with the requirements of our Codes of Conduct for Board and Committee members and for Staff. These Codes have been confirmed by the Scottish Housing Regulator as meeting their regulatory requirements.

          5.2 This policy was adopted by our Board in July 2025. It will be reviewed not later than every 3 years.

          Appendix A – Entitlements, Payments and Benefits

          EXAMPLE

          CAN THIS BE PERMITTED?

          FURTHER ACTION NECESSARY BEFORE THIS WILL BE PERMITTED?

          HUMAN RESOURCES AND RECRUITMENT

          All entitlements arising from your contract of employment with us or one of our subsidiaries, including (but not restricted to):

           

           

          • Payment of salary   to staff
          • access to car or travel loans   or salary advances where specified in the   employment contract;
          • pension and/or private health   care provided as part of the remuneration package;
          • performance related pay or bonus awarded in accordance with contractual terms;
          • books and equipment in connection with employment or training in accordance with agreed policies and/or contractual   terms
          • Reimbursement of professional fees

          Yes

          Any entitlement in the terms of your contract is always permitted without the need to record in the register of interests. There are Human Resource processes in place for this purpose.

          EXAMPLE

          CAN THIS BE PERMITTED?

          FURTHER ACTION NECESSARY BEFORE THIS WILL BE PERMITTED?

          Payment to a member of the [BOARD/COMMITTEE] for their role as a [BOARD/COMMITTEE] member, in accordance with the terms of their letter of appointment

          No

          [Such payments will only be permitted if they are in accordance with the conditions set out in Section 67(3) of the Charities and Trustees Investment (Scotland) Act 2005 (6)

           

           

           

          The payment must be recorded in the register of interests within five days of the appointment being confirmed and the register must be kept up to date]

          All payments made in accordance with the terms of our expenses policy including:

          • payment of permitted out of pocket   expenses
          • reimbursement of travel   costs

          Yes

          Entitlements in connection with your role as one of our people set out in our expenses policy are always permitted and do not need to be declared provided claims are made in accordance with our procedures.

          Provision of a loan by the organisation to one of our people

          No

          This is not permitted unless in connection with the contractual terms of employment. We cannot make any other loans to individuals.

          Redundancy or Voluntary severance payment to an employee

          Yes

          We can make redundancy payments to an employee in line with terms their contract

          Or

          We can make a voluntary severance payment to an employee which is outside the terms of their contract of employment provided:

          • It arises directly from   a decision to terminate the employee’s   contract of employment
          • Payment is approved by the Board
          • That the total sum of the non-contractual payment   and benefit does not exceed, in the opinion of our employment adviser, the   total cost of a successful application by the employee to a Court or Tribunal (including the   likely level of compensation that might be awarded by a court or tribunal and associated costs to the   organisation to participate in the tribunal)
          • Payment does not exceed   the equivalent of one year’s   salary for the employee
          • That this payment   is instead of (rather than   additional to) any redundancy entitlement

          EXAMPLE

          CAN THIS BE PERMITTED?

          FURTHER ACTION NECESSARY BEFORE THIS WILL BE PERMITTED?

          An offer of employment (temporary or permanent) to someone who is closely connected to a member of staff

          Yes

          This is permitted as long as:

          • There has been   an open recruitment exercise in accordance with our policy that you have   not played any part in and
          • You have no direct   or indirect line management or supervision   responsibility for the post and
          • The offer   of employment complies with our policy   and is approved by the Managing Director and
          • You record your connection to the successful applicant in the register within five days of their acceptance of the offer.

          The offer of employment or contract for the provision of services (e.g. specialist advice) to someone who is, or has been in the last twelve months, a member of our Board or to anyone who is related to a member of the Board

          No

          This cannot be permitted.

          Appointment of one of our staff members to the Board

          No

          This cannot be permitted in accordance with the Rules of the organisation.

          Nominations to join the Board from people who are connected to a serving member.

          No

          This cannot be permitted in accordance with the Rules of the organisation.

          OUR PEOPLE AS TENANTS OR SERVICE USERS

          The offer of a tenancy or lease in one of our or any of our subsidiaries’ properties to one of our people or to someone closely connected to them.

          Yes

          This is permitted as long as

          • it is in accordance with our published allocations policy and
          • Neither the applicant or anyone   connected to the applicant is involved in any way or in any part of the allocation process and
          • The offer   is approved by the Board   in advance and
          • The tenancy is recorded as an interest in the appropriate register within five days of the tenancy commencing

          Where one of our people (or someone connected to one of our people) is a tenant and receives a repair, improvement or adaptation to their home

          Yes

          Repairs carried out in accordance with our policy do not need to be recorded.

          Adaptations must comply with our policy and be approved by the Managing Director. The adaptation should be recorded in the register of interests within five days of approval.

          Improvements must be carried out as part of an approved programme and in accordance with our policy. The person affected should declare their interest if/when the programme is being discussed and the improvement recorded in the register of interests within five days of completion

          EXAMPLE

          CAN THIS BE PERMITTED?

          FURTHER ACTION NECESSARY BEFORE THIS WILL BE PERMITTED?

          Where one of our people (or someone connected to one of our people) is a tenant and receives payment of a decoration allowance, tenant reward/incentive as part of an agreed scheme or prize.

          Yes

          Payment of decoration allowances or incentive/reward payments must be made in accordance with our policies and procedures and recorded in the register within five days of receipt.

          Prizes or awards in competitions open to all tenants in the same community (e.g. garden competitions) can only be given if the selection process for giving the award/prize has been carried out by someone who is independent. Receipt of the award and the circumstances surrounding it must be recorded in the register within five days of receipt.

          EXAMPLE

          CAN THIS BE PERMITTED?

          FURTHER ACTION NECESSARY BEFORE THIS WILL BE PERMITTED?

          TRAINING AND EVENTS

          Attendance at training events or seminars (e.g. SFHA Conferences) or openings/similar events hosted by other RSLs

          Yes

          There is no requirement to declare and record in the register of interests.

          The organisation paying for accommodation in connection with attendance at relevant conferences or events that you are attending on behalf of or in connection with your role with us or our subsidiaries

          Yes

          Accommodation that is part of a conference or training package does not need to be recorded in the register, but attendance will be recorded on the relevant individual training plan.

          Residential conferences are important in ensuring that our people have the necessary skills, knowledge and experience to make an effective contribution to our activities.

          Attendance by you at events to mark awards, achievements or other significant milestones relevant to our business.

          Yes (where total cost does not exceed £500)

          The Manging Director or Chair must approve attendance in advance, and subsequently reported to Board and will only do so if:

          • The organisation or one of our people (because of their role   with us) has been nominated for an award; or
          • attendance is in recognition of achievement of or in pursuit of appropriate business development; or
          • we can demonstrate that   attendance or participation is directly   related to furthering our aims and objectives.

          Where we ask you to represent us at such an event, this should be recorded in the register along with any associated costs (including travel, accommodation and the costs of attendance at the event) within five days of attendance.

          The total cost should not exceed £500 per person and we will make all arrangements in advance.

          Where costs would exceed £500, you will not be permitted to attend unless there is a clear, viable business case for attending. In such a case, specific approval of the Board would be required.

          EXAMPLE

          CAN THIS BE PERMITTED?

          FURTHER ACTION NECESSARY BEFORE THIS WILL BE PERMITTED?

          GIFTS AND HOSPITALITY

          Gifts received from tenants and external sources

          Yes (not exceeding a value of £60)

          Small gifts (e.g. a box of chocolates, pens, folders, paperweights, flowers) can be accepted if:

          • the cumulative value of gifts received from the same   source in a 12 month period does not exceed £60
          • you do not receive more than two   such gifts from   the same source in a 12   month period
          • you record receipt of the gift(s) in the register

          You should not normally accept other gifts and should decline any gifts with a value of more than £60 unless to do so would cause offence or otherwise damage our reputation. In these cases you must:

          • Advise the donor that   the gift will   be donated to charity or will   form part of our annual charity fund raising activities
          • Record the gift and the action   taken in the register within   five days

          You should not regularly accept gifts from the same source and never more than twice from the same source within a 12 month period. The total cumulative value of gifts received from the same source over the course of a year must never exceed £60.

          You should also record any offers that you decline and the reasons for this, in the register within five days.

          EXAMPLE

          CAN THIS BE PERMITTED?

          FURTHER ACTION NECESSARY BEFORE THIS WILL BE PERMITTED?

          Cash received from tenants and external sources

          No

          You should not accept cash and should decline any gift of cash from a customer or other external source.  In these cases you must:

          *         Advise the donor that you are unable to accept a cash gift

          *         Record the offer of gift and the action taken in the register within five days

          Gifts given from us to one of our people or received by one of our people from external sources to mark special occasions.

          Yes (not exceeding a value of £100)

          Gifts from the organisation to our people can be permitted in cases where it is to mark a special occasion or significant events including:

          • Family events   (e.g. marriage, milestone birthday, birth of a child),
          • Retirement
          • Leaving the organisation

          These must be recorded in the relevant register and the value of such gifts will not normally exceed £100.

          Please note, that this does not include collections by our people using their own personal funds to mark special occasions. These are always permitted with no requirement to declare. For staff, contractual terms may be in place that dictate the value of any gift upon retirement/long service.

          Hospitality associated with our business and that of its partners

          Yes (when not exceeding a value of £60)

          Modest hospitality, such as a sandwich lunch or networking event, is permitted and does not need to be recorded

          All other hospitality up to a value of £60 is permitted but must be recorded in the register, along with an estimation of the value of hospitality received, within five days of attendance.

          You should not accept invitations with a value that is greater than

          £60, unless you have prior approval from the MD or Board. The type of hospitality offered will also be taken into consideration, e.g. we will not normally accept invitations to sporting events, concerts, golf tournaments etc.

          In this case, the reason for acceptance must also be included in the register and countersigned by the Chair

          EXAMPLE

          CAN THIS BE PERMITTED?

          FURTHER ACTION NECESSARY BEFORE THIS WILL BE PERMITTED?

          Our people seeking donations from our contractors/suppliers when fundraising for charity

          Yes

          This is permitted provided:

          • Approval is gained   from the Managing Director prior to making   any approach
          • Any donations received are recorded in the register

          We recognise our social responsibility and promote charity fundraising by the organisation and our people. We have a separate policy that sets out our approach to supporting other charities.

          EXAMPLE

          CAN THIS BE PERMITTED?

          FURTHER ACTION NECESSARY BEFORE THIS WILL BE PERMITTED?

          PROCURING GOODS/SERVICES

          Sale of our interest (whole or part) in a property to someone affected by this policy via LIFT, HomeBuy; Help to Buy or other LCHO scheme

          Yes

          This is permitted, provided:

          • Our policy   and procedures are followed
          • The prospective purchaser should play no part in the processing of the transaction by the   organisation
          • It is declared and recorded in the register within five days   of the missives being   concluded confirming the process followed.

          The organisation entering into a contract with an organisation where one of our people, or someone connected to them, has significant control.

          No (in almost all cases)

          This is not permitted in almost all circumstances. We could only consider this where:

          • The person affected by this policy   is not involved in any part   of the procurement process or decision
          • The appointment is approved by the Board   which is satisfied that the appointment is reasonable in the circumstances
          • There is no reasonable alternative (e.g. because   of geography or the specialist nature of the   goods/services)

          In such rare circumstances, the appointment would be recorded in the register along with details of the process followed.

          The purchase of land or other assets from anyone who is, or has been in the last twelve months, one of our people or who is connected to one of our people

          No (in almost all cases)

          This cannot be permitted in almost all cases.

          The only exception would be if you were referred to us under the Scottish Government’s Mortgage to Rent scheme, where this would be permitted provided:

          • Our policy   and procedures are followed
          • The prospective seller plays   no part in the decision to purchase the   property or the processing of the transaction by the organisation
          • It is declared and   recorded in the   register within five   days upon conclusion

          EXAMPLE

          CAN THIS BE PERMITTED?

          FURTHER ACTION NECESSARY BEFORE THIS WILL BE PERMITTED?

          The purchase of goods/services from our suppliers/contractors by one of our people

          Yes

          This should normally be avoided, and will only be potentially permitted if the procedure identified in Section 4 is followed


          6 Legislation.Gov.Uk (2005) Charities and Trustees Investment (Scotland) Act 2005 Section 67 (3)

          Appendix B – List of Contractors

          Information about how we procure works, goods and services, and our contracts with external providers can be found on our website; an up-to-date list of suppliers and contractors used by the organisation is published on our Freedom of Information pages quarterly.

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          This policy is also available as a PDF for offline use or printing. 

          Entitlements, Payments and Benefits Policy (PDF)